Tigress Financial Partners

Tigress Financial is a financial services firm providing investment banking, asset management, and financial advisory services.

CCI Score

-29.86

0.01% April 18

Latest Event

Tigress Financial Partners fined $100K by FINRA for AML breaches

Tigress Financial Partners was fined $100,000 by FINRA for multiple anti-money laundering compliance failures, including inadequate screening and due diligence for high-risk customers.

Take Action

So what can you do? It's time to make tough choices. Where will you cast your vote?

Shop Alternatives SEE ALL: AXA IM

GIC

ARK
Use Your Voice OTHER TOOLS
Investigate
Share the Score SUPPORT CCI

ACCOMPLICE

Tigress Financial Partners is currently rated as an Accomplice.

-20 to -29 CCI Score

These companies profit from authoritarian practices through their business dealings. Although they may not be directly enforcing oppressive policies, their actions contribute to the economic and operational sustenance of authoritarian regimes.

Latest Events

MAR

21

2025

Tigress Financial Partners fined $100K by FINRA for AML breaches
-69.46

Tigress Financial Partners was fined $100,000 by FINRA for multiple anti-money laundering compliance failures, including inadequate screening and due diligence for high-risk customers.
-70

Business Practices and Ethical Responsibility

March 25

The firm demonstrated significant deficiencies in its compliance by failing to properly vet high-risk customers and tailor its AML program to its business model, resulting in a $100K fine from FINRA. This breach of ethical business practices and responsibility raises serious concerns about its oversight and standards, which align with authoritarian practices if left unchecked.

NEWS: Tigress Financial Partners fined $100K by FINRA for AML breaches
MAR

21

2025

Tigress Financial Partners Fined by FINRA
-59.54

Tigress Financial Partners was fined $100,000 by FINRA for failing to implement adequate anti-money laundering procedures and properly disclose trade confirmations, highlighting serious deficiencies in its business practices and ethical responsibility.
-60

Business Practices and Ethical Responsibility

March 25

The regulatory fine imposed by FINRA underscores significant shortcomings in Tigress Financial Partners’ anti-money laundering compliance and trade disclosure processes. Such deficiencies suggest a lack of commitment to robust ethical practices and transparency. This negative business practice compromises public trust and may contribute indirectly to conditions that allow authoritarian tendencies to flourish by undermining corporate accountability.

Tigress Financial Partners Fined by FINRA
MAR

21

2025

Tigress Financial Partners Regulatory Fine and Ethical Compliance Failure
-29.77

Tigress Financial Partners was fined $100,000 by FINRA for significant lapses in its anti-money laundering and customer confirmation processes. This failure in ethical business practices raises concerns about the firm's overall commitment to regulatory diligence and transparency, which are crucial to preventing institutional practices that could indirectly support authoritarian financial networks.
-30

Business Practices and Ethical Responsibility

March 25

The fine imposed on Tigress Financial Partners highlights a concerning oversight in ethical business practices, notably in its anti-money laundering compliance and customer confirmation protocols. This negligence not only undermines financial integrity but could also facilitate environments where opaque financial practices enable authoritarian influences.

Tigress Financial Partners to pay $100k fine to settle with FINRA
DEC

18

2024

Roemer Capital partners with Tigress Financial for US expansion
39.33

Tigress Financial Partners, recognized as the only disabled and woman-owned investment firm, has entered into a strategic partnership with Roemer Capital to expand its US and global market presence. This alliance is seen as a positive step towards promoting diversity and ethical business practices in the financial sector.
+10

Public and Political Behavior

March 25

The article does not highlight any direct political lobbying or extremist political endorsements. While the event is primarily a business expansion, the alignment and strategic nature of the partnership may have modest, indirect public political implications in terms of market influence.

Roemer Capital partners with Tigress Financial for US expansion
+70

Business Practices and Ethical Responsibility

March 25

Tigress Financial Partners' identity as a disabled and woman-owned firm and its strategic partnership with Roemer Capital signal a commitment to ethical business practices and inclusivity. This positive stance on diversity contributes favorably to the company’s ethical responsibility, aligning against oppressive traditional power structures.

Roemer Capital partners with Tigress Financial for US expansion
+50

Economic and Structural Influence

March 25

The partnership is a strategic move to strengthen Tigress Financial Partners' economic influence by tapping into international and US capital markets. This measured expansion is seen as a positive form of economic collaboration, enhancing market competitiveness without compromising ethical standards.

Roemer Capital partners with Tigress Financial for US expansion