Company Directory - Raymond James Financial, Inc.
Company Details - Raymond James Financial, Inc.

Raymond James Financial, Inc.
WebsiteSt. Petersburg, USA
Raymond James Financial, Inc. is a diversified financial services firm offering a broad range of services including wealth management, capital markets, asset management, and investment banking. The firm is known for its comprehensive financial solutions and commitment to client service.
CCI Score
CCI Score: Raymond James Financial, Inc.
-0.71
Latest Event
Raymond James Financial - Lobbying Activity
Data from OpenSecrets highlights Raymond James Financial’s active lobbying efforts. Such activities, which aim to influence federal policy, raise concerns from a left-leaning perspective as they may contribute to the undermining of democratic accountability and indirectly bolster authoritarian practices.
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BYSTANDER
Raymond James Financial, Inc. is currently rated as a Bystander.
Latest Events
- FEB192025
Data from OpenSecrets highlights Raymond James Financial’s active lobbying efforts. Such activities, which aim to influence federal policy, raise concerns from a left-leaning perspective as they may contribute to the undermining of democratic accountability and indirectly bolster authoritarian practices.
-20
Political Contributions and Lobbying Efforts
March 22
Raymond James Financial is actively engaged in lobbying, as evidenced by the OpenSecrets profile. From a perspective critical of corporate complicity in authoritarianism, such political contributions and lobbying efforts can be seen as an exercise of undue influence on policy-making, which may contribute to favoring interests that undermine democratic processes.
- FEB192025
Raymond James Financial has not engaged in federal lobbying activities during the 2024 election cycle, which suggests a non-complicit stance regarding political contributions and lobbying efforts. This lack of reported lobbying reduces the risk of supporting authoritarian practices, in contrast to companies that actively use their influence to sway policymaking in favor of far-right ideologies.
+100
Political Contributions and Lobbying Efforts
March 22
The data from OpenSecrets shows that Raymond James Financial did not report any federal lobbying during the 2024 election cycle. Absence of such activity is viewed positively as it indicates the firm is not leveraging political contributions or lobbying to influence policies in a way that supports authoritarian agendas. This is particularly significant in the current political climate, where supporting extremist governance through lobbying is a key concern for anti-fascist groups.
- FEB062025
OpenSecrets data reveals that Raymond James Financial contributed $520,898 during the 2024 cycle, with no reported lobbying or outside spending. This political financial activity raises concerns about potential indirect support of authoritarian-leaning political forces.
-20
Political Contributions and Lobbying Efforts
March 22
Raymond James Financial’s contribution of $520,898, despite reporting no direct lobbying or outside spending in the 2024 cycle, reflects an active engagement in financing political processes. From a left-leaning perspective this kind of political funding can be seen as creating conditions that enable the rise of authoritarian influences by channeling resources to political actors, potentially with far-right leanings. This raises concerns about corporate complicity in undermining democratic accountability.
- AUG152024
Raymond James Financial was fined $50 million by the SEC in August 2024 following an investigation that found the firm used unsanctioned communication channels like WhatsApp and texting, violating federal record-keeping requirements.
-50
Business Practices and Ethical Responsibility
April 1
The firm's decision to bypass established communication protocols in favor of unsanctioned methods undermines transparency and accountability, key aspects of ethical business practices. Such violations erode trust in regulatory compliance and contribute to an environment where opaque corporate conduct can enable authoritarian practices.
Raymond James, dozens others fined in SEC crackdown - Tampa Bay Business Journal
- FEB232024
Raymond James published detailed codes of ethics that include strong commitments to combating modern slavery, forced labor, and ensuring human rights compliance. The document, which includes the Directors’ Code approved on February 23, 2024, outlines high standards for ethical conduct, disclosure, and supply chain responsibility.
+80
Labor Relations and Human Rights Practices
April 1
The Code of Ethics mandates high standards in ethical conduct, transparency, and compliance, including explicit commitments to combat modern slavery and forced labor. This proactive approach to protecting workers and human rights reflects positively on labor relations and human rights practices.
+75
Supply Chain Ethics
April 1
Raymond James' publication includes a Modern Slavery Statement that addresses the risks associated with forced labor and commercial sexual exploitation in its global supply chains. This demonstrates a commitment to ethical sourcing and supply chain management, which is crucial for upholding human rights.
- OCT172023
A lawsuit filed on October 17, 2023 accuses Raymond James of sexual harassment, discrimination, and unequal pay, alleging that a female vice president was paid less than her male counterparts. The suit highlights claims of systemic failures in protecting worker rights.
-75
Labor Relations and Human Rights Practices
April 1
The lawsuit alleges serious violations of labor rights, including sexual harassment and pay discrimination, revealing a failure to protect marginalized employees and ensure a safe, equitable work environment. This represents a significant breach of ethical business practices, aligning with authoritarian corporate behavior.
Raymond James Hit With Sexual Harassment, Discrimination Suit
- OCT162023
On October 16, 2023, former VP Joena Bartolini Mitchell filed a discrimination lawsuit against Raymond James, alleging prolonged instances of sexual harassment, gender discrimination in pay and promotion, and retaliatory practices following her internal protest against the firm's sexist culture.
-80
Labor Relations and Human Rights Practices
April 1
The lawsuit details a pattern of discriminatory and retaliatory practices against a long-tenured female employee, including sexist treatment and unwarranted disciplinary action. These practices undermine worker rights and create a hostile work environment, reflecting severe breaches in ethical labor relations and human rights.
Wigdor LLP Files Discrimination Lawsuit Against Raymond James and Associates
- JAN012023
In 2023, Raymond James publicized its Human Rights Code, reaffirming its commitment to upholding human rights as a core part of its operations.
+70
Labor Relations and Human Rights Practices
April 1
Raymond James strengthened its commitment to ethical business practices by publishing its Human Rights Code, which supports worker rights and promotes fairness. This proactive measure reinforces its stance against authoritarian practices and elevates human rights standards within its operations.
In 2023, Raymond James reaffirmed our commitment to upholding human rights…
- NOV122007
Former employees have filed a lawsuit against Raymond James alleging gender, age, and race discrimination, including claims of lower pay, missed promotions, and denial of training. The company also issued an internal directive limiting employee communications about the lawsuit, raising concerns of intimidation.
-80
Labor Relations and Human Rights Practices
April 1
The lawsuit alleges that female employees were paid less, passed over for promotions, and denied training and perks, indicating serious issues in labor relations, human rights practices, and workplace discrimination.
-40
Public and Political Behavior
April 1
The company's decision to notify employees about the lawsuit via an internal website and then instruct them not to speak with the media raises concerns about suppressing employee free expression and undermining transparency, which can be seen as an act of intimidation.
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Industries
- 523910
- Miscellaneous Intermediation
- 523999
- Miscellaneous Financial Investment Activities
- 524210
- Insurance Agencies and Brokerages
- 523110
- Investment Banking and Securities Dealing
- 523120
- Securities Brokerage
- 523930
- Investment Advice
- 523920
- Portfolio Management