KGI Securities (Thailand)

Website

Thailand

A brokerage and investment firm in Thailand providing securities and financial services.

CCI Score

23.66

April 14

Latest Event

KGI Securities (Thailand) Announces Sustainable Corporate Practices

KGI Securities (Thailand) declared its commitment to sustainable business practices and ethical treatment of stakeholders, emphasizing environmental conservation, fair treatment of shareholders, and responsible corporate governance as integral components of its business strategy.

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SABOTEUR

KGI Securities (Thailand) is currently rated as a Saboteur.

+10 to +24 CCI Score

Companies in this bracket take more subtle actions to undermine authoritarian practices. They might implement internal policies or support reforms that quietly weaken oppressive systems, contributing to change in less overt ways.

Latest Events

JAN

01

2025

KGI Securities (Thailand) Announces Sustainable Corporate Practices
67.08

KGI Securities (Thailand) declared its commitment to sustainable business practices and ethical treatment of stakeholders, emphasizing environmental conservation, fair treatment of shareholders, and responsible corporate governance as integral components of its business strategy.
+60

Public and Political Behavior

March 22

The company's public statement emphasizes sustainable and responsible behavior by committing to fair treatment of shareholders and stakeholders. This reflects positively on its public and political behavior by promoting transparency and accountability, which are crucial in resisting authoritarian practices.

KGI Securities (Thailand) - Sustainable Goal
+80

Business Practices and Ethical Responsibility

March 22

KGI Securities' emphasis on ethical business practices and a commitment to sustainable financial returns underscores a robust regard for ethical responsibility. Its focus on diversifying income streams while ensuring fair treatment of all stakeholders positions it positively against practices that could indirectly support authoritarian agendas.

KGI Securities (Thailand) - Sustainable Goal
AUG

09

2022

Sanction on KGI Securities for Governance and Ethical Violations
-61.10

KGI Securities (Thailand) was sanctioned by the Financial Supervisory Commission for severe breaches in corporate governance and internal control, which included misreporting of business information, improper expense reimbursements, and unethical executive decisions. The sanction imposed a fine of NT$2.4 million and disciplinary actions against top executives, highlighting significant deficiencies in ethical business practices.
-80

Business Practices and Ethical Responsibility

March 22

The sanction against KGI Securities reveals serious lapses in ethical business practices and corporate governance. The firm was found to have repeatedly violated securities laws by misreporting and misusing corporate information, approving unjustified expense reimbursements, and failing in internal controls. These practices undermine the integrity of financial markets and suggest a broader negligence towards ethical responsibility, which in turn contributes to an environment where authoritarian and fascist practices can take hold. The negative score reflects the company's complicity in practices that prioritize private interests over corporate and public accountability.

Enforcement-Sanction on KGI Securities Co., Ltd. for Violation of Securities Management Related Laws and Regulations - Financial Supervisory Commission
JUN

01

2017

2017 CSR Report Reveals Robust ESG and Ethical Practices
65.00

The 2017 Corporate Social Responsibility Report demonstrates the company's strong commitment to sustainable practices, ethical governance, advanced digital financial services, and robust labor relations. The report outlines initiatives such as ISO certification, green financing, responsible supply chain management, and comprehensive employee training programs. All these measures support transparency, accountability, and inclusiveness, aligning with progressive anti-fascist values.