Company Directory - Nomura Holdings, Inc.
Company Details - Nomura Holdings, Inc.
Nomura Holdings, Inc.
WebsiteTokyo, Japan
ISIN: JP3826800006
Nomura Holdings, Inc. is a major Japanese financial services group offering a broad range of investment banking, securities, asset management, and other financial services globally. The firm plays a significant role in global capital markets, serving institutional, corporate, and individual clients.
CCI Score
CCI Score: Nomura Holdings, Inc.
-26.20
0.01%
Latest Event
Nomura Holdings Political Contributions and Lobbying Activity Profile
Nomura Holdings' political contributions and lobbying spending, as detailed by OpenSecrets, indicate ingrained political engagement including a significant revolving door dynamic among lobbyists. These practices raise concerns regarding democratic accountability and potential regulatory capture, indirectly fostering an environment that can enable authoritarian influences.
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ACCOMPLICE
Nomura Holdings, Inc. is currently rated as an Accomplice.
Latest Events
- FEB062025
Nomura Holdings' political contributions and lobbying spending, as detailed by OpenSecrets, indicate ingrained political engagement including a significant revolving door dynamic among lobbyists. These practices raise concerns regarding democratic accountability and potential regulatory capture, indirectly fostering an environment that can enable authoritarian influences.
- FEB062025
An analysis of Nomura Holdings' political contributions, lobbying spending, and revolving door practices in 2024, raising concerns about the firm's complicity in enabling undue political influence and potential authoritarian outcomes.
-20
Political Contributions and Lobbying Efforts
April 1
In the 2024 cycle, Nomura Holdings contributed $221,743 and spent $350,000 on lobbying. This significant financial involvement is seen as a means to influence political decision-making, potentially aiding authoritarian agendas by prioritizing corporate interests over democratic accountability.
-10
Executive Political Engagement
April 1
Nomura Holdings displays a revolving door phenomenon, with 7 out of 9 of its lobbyists having previously held government positions. This overlap between public service and private lobbying raises concerns about conflicts of interest and the erosion of democratic oversight.
- FEB062025
OpenSecrets data reveals Nomura Holdings’ extensive political contributions and lobbying activities, highlighting corporate influence in political campaigns that may undermine democratic accountability.
-20
Political Contributions and Lobbying Efforts
March 27
The OpenSecrets profile for Nomura Holdings documents significant political contributions and lobbying efforts. From a left-leaning perspective, such financial engagements can be seen as bolstering corporate influence in politics, potentially supporting policies that favor authoritarian practices and erode democratic norms.
- FEB062025
Analysis of Nomura Holdings' 2024 political contributions of approximately $221,743 and lobbying expenditures of $350,000, which indicate significant corporate engagement in influencing political processes that may support authoritarian practices.
-40
Political Contributions and Lobbying Efforts
March 20
Nomura Holdings' reported political contributions ($221,743) and lobbying expenditures ($350,000) in the 2024 cycle raise concerns from an anti-fascist perspective. These financial activities suggest potential corporate influence over political processes, which may contribute to the erosion of democratic norms and enable authoritarian policies. While the data does not directly link the spending to explicitly fascist agendas, the significant allocation of funds for lobbying is indicative of a strategy to sway policy in favor of corporate interests at the expense of broader democratic accountability.
- JAN012025
Nomura Holdings, via its American Political Action Committee (Nomurapac), is engaged in political contributions in the United States. The FEC filings reveal the company's active involvement in the political financing arena, raising concerns among critics who argue that such contributions might bolster authoritarian policies.
-30
Political Contributions and Lobbying Efforts
March 20
The FEC data indicates that Nomura Holdings, through its US political action committee, is channeling contributions that could influence political outcomes. From an anti‑fascist perspective, such political financing is worrisome because it can be used to support policies or candidates that may erode democratic norms and indirectly aid authoritarian agendas.
- NOV012024
Scandals at Nomura Holdings, highlighted by a spoofing incident in the bond market that led to regulatory fines and subsequent client pullback, combined with the arrest of a former employee on charges including attempted murder, point to serious deficiencies in ethical business practices and internal controls. These issues undermine stakeholder trust and demonstrate a failure in the firm’s commitment to responsible corporate behavior.
-35
Business Practices and Ethical Responsibility
March 27
Nomura’s involvement in a spoofing case that manipulated the bond market, resulting in a ¥21.8 million fine by Japan’s Financial Services Agency, in conjunction with the arrest of a former employee on serious criminal charges, underscores significant flaws in its business practices and ethical responsibilities. Such lapses not only diminish investor and public trust but also contribute indirectly to an environment where weak corporate ethics can corrode democratic accountability. This lack of robust internal controls and accountability is particularly concerning in the broader context of corporate behavior impacting democratic institutions.
Nomura Woes Deepen on Spoofing Case, Attempted Murder Arrest
- OCT312024
Nomura Holdings was penalized with a fine of ¥21.8 million for manipulating government bond futures, revealing significant lapses in ethical business practices and market integrity. The incident has led the firm to strengthen its internal compliance measures amidst reputational challenges.
-60
Business Practices and Ethical Responsibility
March 27
This event reflects a serious lapse in business ethics. Nomura's manipulation of the government bond futures market not only undermines market trust but also highlights potential systemic issues in their compliance and internal controls. The fine imposed by the Japanese regulator signifies a failure in upholding ethical standards in financial practices, negatively impacting stakeholder trust and corporate responsibility.
Nomura fined by Japan regulator for bond market manipulation
- OCT312024
Nomura Holdings, Inc. was fined ¥21.8 million by Japan's financial regulator for manipulating government bond futures and, in an effort to restore trust, top executives, including the CEO, voluntarily returned a portion of their pay. The incident has raised concerns over the firm's business practices and structural influence in the market.
-40
Business Practices and Ethical Responsibility
March 27
Nomura's involvement in market manipulation through misleading trading practices represents a serious breach of ethical responsibility. The incident led to a regulatory fine and forced the firm to implement disciplinary measures, highlighting underlying issues in its business practices that compromise market integrity and ethical standards.
Nomura Trader Departs, Executives Return Pay After Scandal - BNN Bloomberg
-20
Economic and Structural Influence
March 27
The market manipulation scandal not only harmed the firm's reputation but also had broader economic implications. Clients' loss of trust and the subsequent shift of business away from Nomura point to a concerning influence on the market structure and stability, reflecting a negative impact on economic and structural influence.
Nomura Trader Departs, Executives Return Pay After Scandal - BNN Bloomberg
- OCT182024
Several of Japan's largest financial institutions have halted trading with Nomura Holdings following revelations of market manipulation, underscoring severe ethical lapses in its business practices and eroding client trust.
-70
Business Practices and Ethical Responsibility
March 27
Nomura Holdings has been implicated in a significant market manipulation scandal, with an internal breach that led to major institutional clients halting trades. This unethical behavior undermines fair market practices and erodes investor trust, reflecting a serious lapse in business practices and ethical responsibility.
Clients Halt Trades With Firm Over Manipulation Case - BNN Bloomberg
- OCT152024
Nomura Holdings admitted to manipulating the bond futures market, resulting in a temporary suspension from government debt auctions by Japan’s Ministry of Finance. This event underscores serious ethical lapses in its business practices and raises concerns about its commitment to maintaining the integrity of public financial processes.
-50
Public and Political Behavior
March 27
The suspension from government debt auctions reflects a failure in maintaining public accountability. Nomura’s actions undermined confidence in public financial mechanisms and demonstrate poor public and political behavior, contributing to an environment where regulatory oversight is necessary.
-70
Business Practices and Ethical Responsibility
March 27
Nomura's admission of manipulating the bond futures market constitutes a serious breach of ethical business practices. This deceptive conduct not only violates industry standards but also erodes public trust in financial markets, aligning the firm with practices that can indirectly facilitate authoritarian economic dynamics.
- OCT102024
Nomura Holdings Inc. admitted to Japan’s financial regulator that it had manipulated the government bond futures market following a probe into transactions from 2021, signaling a breach of ethical business practices and potential harm to market stability.
-80
Business Practices and Ethical Responsibility
March 27
Nomura’s admission of manipulating government bond futures constitutes a serious violation of ethical business practices, undermining market integrity and trust. Such manipulative behavior can distort financial markets and erode stakeholder confidence.
-70
Economic and Structural Influence
March 27
The manipulation of the government bond futures market by Nomura not only breaches ethical business standards but also poses risks to the broader economic framework. This action undermines the reliability and stability of financial markets, contributing to structural economic concerns.
- OCT012022
The World Benchmarking Alliance report notes that Nomura Holdings discloses making political contributions but fails to clarify the criteria for these contributions. This opacity raises concerns about potential political influence that could indirectly support authoritarian practices.
-30
Political Contributions and Lobbying Efforts
October 1
Nomura Holdings' disclosure regarding political contributions lacks clear criteria, which creates concerns about transparency in its political engagement practices. Such opacity can undermine accountability and potentially enable the support of authoritarian-friendly policies.
- DEC012021
The report details Nomura Asset Management's comprehensive approach to human rights, highlighting robust labor practices and proactive supply chain due diligence. The initiatives include detailed employee training, human rights risk monitoring, and supplier audits to safeguard worker rights and ensure ethical sourcing.
+80
Labor Relations and Human Rights Practices
March 20
Nomura Asset Management’s report demonstrates strong commitment to labor rights through extensive human rights risk assessments, proactive employee training, and regular engagement with portfolio companies. These actions reflect positive labor relations practices, although further transparency on outcome metrics could enhance accountability.
+75
Supply Chain Ethics
March 20
The report outlines diligent supply chain due diligence measures, including supplier audits and risk monitoring to prevent human rights violations within the supply chain. While the framework is robust and indicates a proactive stance, there remains room for improvement in full disclosure and transparency regarding supply chain metrics.
- JUN012021
Nomura Asset Management has implemented comprehensive human rights risk monitoring processes, focusing on both employee welfare and supply chain transparency. Their efforts include robust labor practices oversight and due diligence measures to prevent and address human rights violations within the supply chain.
+80
Labor Relations and Human Rights Practices
March 20
The report demonstrates a strong commitment to labor rights by conducting ongoing human rights risk assessments and engaging with portfolio companies to improve employee safety, fair labor practices, and overall human rights management. This proactive approach positions them positively in labor relations and human rights practices.
+75
Supply Chain Ethics
March 20
The document highlights systematic measures for supply chain due diligence and transparency. Initiatives aimed at monitoring and engaging with suppliers to avoid forced labor and other human rights abuses contribute positively to supply chain ethics, though there is still room for improvement.
- APR152021
In spring 2021, a Nomura trader engaged in a complex spoofing scheme known as layering on the Osaka Exchange. This unethical practice, aimed at manipulating prices on Japanese government bonds, raised serious concerns about Nomura's internal oversight and business ethics.
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- Miscellaneous Intermediation
- 523110
- Investment Banking and Securities Dealing
- 523120
- Securities Brokerage
- 523930
- Investment Advice
- 523920
- Portfolio Management
- 523130
- Commodity Contracts Dealing
- 523140
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