KeyBanc Capital Markets

Cleveland, United States

KeyBanc Capital Markets is a full-service investment banking firm that provides a range of financial advisory services including mergers and acquisitions, financing, and risk management solutions. As the investment banking arm of KeyCorp, it serves corporate, institutional, private equity, and government clients by leveraging deep market insights and industry expertise.

CCI Score

6.41

-0.01% April 18

Latest Event

SEC Charges KeyBanc Capital Markets for Municipal Bond Disclosure Violation

On March 7, 2023, the SEC announced that KeyBanc Capital Markets settled charges for failing to comply with municipal bond disclosure requirements under Rule 15c2-12. The violation underscores deficiencies in the firm's internal controls and compliance practices, raising concerns about its commitment to ethical business practices and regulatory adherence.

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OBJECTOR

KeyBanc Capital Markets is currently rated as an Objector.

0 to +9 CCI Score

These companies deliberately avoid direct involvement with authoritarian practices. While they do not actively challenge oppressive regimes, they maintain a neutral stance to ensure they are not complicit in supporting such systems.

Latest Events

MAR

07

2023

SEC Charges KeyBanc Capital Markets for Municipal Bond Disclosure Violation
-48.54

On March 7, 2023, the SEC announced that KeyBanc Capital Markets settled charges for failing to comply with municipal bond disclosure requirements under Rule 15c2-12. The violation underscores deficiencies in the firm's internal controls and compliance practices, raising concerns about its commitment to ethical business practices and regulatory adherence.
-60

Business Practices and Ethical Responsibility

March 26

KeyBanc Capital Markets was found to have willfully violated municipal bond offering disclosure requirements, a lapse that reflects broader issues of corporate transparency and adherence to ethical business practices. This regulatory failure not only resulted in significant financial penalties but also indicates potential systemic risks in its internal compliance mechanisms, thereby undermining public trust and accountability.

SEC Charges KeyBanc Capital Markets Inc. for Violating Municipal Bond Disclosure Law
FEB

03

2022

KeyBank DEI Recognition by Human Rights Campaign and Bloomberg
61.35

KeyBank was recognized on February 3, 2022 for its commitment to diversity, equity, and inclusion, receiving top honors from the Human Rights Campaign and Bloomberg’s Gender-Equality Index. This event highlights KeyBank's robust ethical practices and positive public stance, which align with ideals opposing fascism and authoritarianism.
+80

Public and Political Behavior

March 26

KeyBank's public stance, as evidenced by its recognition for LGBTQ+ equality and DEI efforts, demonstrates a proactive commitment to social justice. This positive public behavior contributes to mitigating the influence of authoritarian structures by promoting inclusivity and transparency.

KeyBank's Diversity, Equity & Inclusion Efforts Recognized By The Human Rights Campaign and Bloomberg
+90

Business Practices and Ethical Responsibility

March 26

The accolades from the Human Rights Campaign and Bloomberg underscore KeyBank's high ethical standards in business practices. Their proactive diversity, equity, and inclusion initiatives not only bolster a fair workplace but also serve as a counterforce against oppressive, authoritarian frameworks.

KeyBank's Diversity, Equity & Inclusion Efforts Recognized By The Human Rights Campaign and Bloomberg