BTIG

BTIG is an investment firm providing institutional trading, investment banking, research, and wealth management services, known for its strong advisory capabilities.

CCI Score

-39.85

0.03% April 18

Latest Event

BTIG Campaign Finance Contributions Profile

An OpenSecrets profile indicates that BTIG contributed $26,000 during the 2022 election cycle. The report, which includes data from the FEC released on 2025-02-06 along with related lobbying and outside spending data, provides insight into the firm's political financial activities.

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TOADIE

BTIG is currently rated as a Toadie.

-30 to -44 CCI Score

Companies scoring in this range actively seek to please authoritarian regimes. They offer proactive support and assistance in exchange for preferential treatment, compromising ethical standards for business gains and political favor.

Latest Events

FEB

06

2025

BTIG Campaign Finance Contributions Profile
0.00

An OpenSecrets profile indicates that BTIG contributed $26,000 during the 2022 election cycle. The report, which includes data from the FEC released on 2025-02-06 along with related lobbying and outside spending data, provides insight into the firm's political financial activities.
+0

Political Contributions and Lobbying Efforts

April 15

The profile reports BTIG's political contributions of $26,000 without providing details linking these contributions to far‐right or authoritarian causes. Given the lack of evidence for supporting extremist agendas, the score is neutral.

Btig LLC Profile: Summary - OpenSecrets
APR

29

2022

BTIG Settles SEC Charges for Regulatory Violations
-29.71

BTIG agreed to pay approximately $694,000 to settle SEC charges related to alleged Regulation SHO violations. The settlement comes after a settlement conference and SEC approval, following allegations that BTIG mis-marked orders and failed to verify share ownership, which enabled improper executions benefiting a hedge fund customer.
-40

Business Practices and Ethical Responsibility

April 15

BTIG's failure to verify order markings and adherence to regulatory requirements reflects deeply unethical business practices. By ignoring red flags and engaging in conduct that undermines market integrity, the firm's actions exhibit a disregard for the ethical responsibilities expected of financial institutions. Such behavior, which prioritizes profit over compliance and fair market practices, can erode trust in regulatory systems and contribute indirectly to broader systemic vulnerabilities.

BTIG agrees to pay $694,000 to settle SEC charges
DEC

07

2021

BTIG Faces Job Retaliation Case Over Discrimination Claims
-49.99

A former investment banker alleges he was fired after complaining about anti-Semitic remarks and discrimination. BTIG LLC's attempt to enforce a mandatory arbitration clause was denied by a California appeals court, leaving the employee’s claims to proceed in court.
-70

Labor Relations and Human Rights Practices

April 15

The case underscores serious allegations of job retaliation linked to complaints about anti-Semitic comments and discrimination. This not only raises concerns over worker rights and fair treatment but also reflects a broader pattern of corporate practices that can contribute to authoritarian work environments if left unchecked.

BTIG Investment Banker’s Job Retaliation Claims Stay in Court