Company Directory - RIA Advisory
Company Details - RIA Advisory
RIA Advisory
RIA Advisory is a consulting firm specializing in providing guidance on integrating Oracle solutions to meet diverse business needs. The firm offers expert advice and tailored support to help organizations optimize their Oracle systems for better operational efficiency and business outcomes.
CCI Score
CCI Score: RIA Advisory
-63.28
0.03%
Latest Event
RIA Pay-To-Play Violation Involving a Campaign Contribution
On April 15, 2024, the SEC announced that the firm violated the Pay-To-Play Rule by continuing to receive compensation from a government entity within two years following a campaign contribution. The firm consented to a cease and desist order, was censured, and agreed to pay a $60,000 civil penalty.
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ARCHITECT
RIA Advisory is currently rated as an Architect.
Latest Events
- APR152024
On April 15, 2024, the SEC announced that the firm violated the Pay-To-Play Rule by continuing to receive compensation from a government entity within two years following a campaign contribution. The firm consented to a cease and desist order, was censured, and agreed to pay a $60,000 civil penalty.
-70
Political Contributions and Lobbying Efforts
March 28
The firm engaged in unethical political behavior by violating pay-to-play regulations—continuing to provide compensated services to a government entity within two years of a campaign contribution. This action undermines fair governmental decision-making and contributes to the erosion of democratic norms.
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Industries
- 523999
- Miscellaneous Financial Investment Activities
- 523930
- Investment Advice
- 523920
- Portfolio Management