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Company Directory - RIA Advisory

Company Details - RIA Advisory

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RIA Advisory

RIA Advisory is a consulting firm specializing in providing guidance on integrating Oracle solutions to meet diverse business needs. The firm offers expert advice and tailored support to help organizations optimize their Oracle systems for better operational efficiency and business outcomes.

CCI Score

CCI Score: RIA Advisory

-63.28

0.03%

Latest Event

RIA Pay-To-Play Violation Involving a Campaign Contribution

On April 15, 2024, the SEC announced that the firm violated the Pay-To-Play Rule by continuing to receive compensation from a government entity within two years following a campaign contribution. The firm consented to a cease and desist order, was censured, and agreed to pay a $60,000 civil penalty.

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ARCHITECT

RIA Advisory is currently rated as an Architect.

-60 to -100 CCI Score
Companies in this category are instrumental in designing and executing authoritarian rule. They actively create and implement frameworks that sustain oppressive policies, wielding considerable influence in shaping autocratic systems.

Latest Events

  • RIA Pay-To-Play Violation Involving a Campaign Contribution Logo
    APR
    15
    2024

    On April 15, 2024, the SEC announced that the firm violated the Pay-To-Play Rule by continuing to receive compensation from a government entity within two years following a campaign contribution. The firm consented to a cease and desist order, was censured, and agreed to pay a $60,000 civil penalty.

  • -70

    Political Contributions and Lobbying Efforts

    March 28

    The firm engaged in unethical political behavior by violating pay-to-play regulations—continuing to provide compensated services to a government entity within two years of a campaign contribution. This action undermines fair governmental decision-making and contributes to the erosion of democratic norms.

    RIA Pay-To-Play Violation Involving a Campaign Contribution

Industries

523999
Miscellaneous Financial Investment Activities
523930
Investment Advice
523920
Portfolio Management